EXERCISING RIGHTS
DTC还协助参与者行使与其作为存款证券记录持有人的角色相关的其他权利.
Examples of the rights that Participants may exercise:
- Assertion of Appraisal or Dissenters' Rights
- Withdrawal of Assertion of appraisal of Dissenters' Rights
- Demand to Inspect a Stock Ledger
- Demand to Accelerate a Bond.
通过DTC代表其自身或代表其客户行使该等权利, 参与者必须通过MyDTCC门户网站填写并向DTC提交一份说明信,说明所涉及的证券发行和数量, the beneficial owner and the nature of the request, 连同参与者指示Cede的证券持有人信的确切格式 & Co. 为实益拥有人行使相关权利而签字.
帮助确保及时处理参与者的转让申请 & Co. securityholder letter, 参与者应预计DTC处理时间约为六个工作日. 例如,如果参与者要求对转让证书进行公证,处理时间可能会增加 & Co. securityholder letter, or if, once a request is submitted to DTC, DTC需要将申请返回给参赛者进行技术修改. In addition, 参与者应在高容量期间预期较长的处理时间,并相应地制定计划. DTC对参赛者未能满足其要求的任何截止日期或截止日期概不负责.
注:指示函和异议/要求函有标准化格式. For sample letters/templates related to these actions, see the Proxy Service Documentation.
AUTHORIZING RELEASE OF PROXY RECORD DATE POSITIONS
参加者可要求DTCC直接向制表代理发布他们的记录日期位置.
For additional information, please email us at [email protected].