存限位监测

存限位监测 is a risk mitigation tool that leverages the largest aggregate equity trading information in the industry to bring users unprecedented post-trade insights, 近乎实时更新.

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  存 recently undertook a multi-year consolidation to streamline the equity trade capture systems of its subsidiary, National Securities 清算 Corporation (NSCC), resulting in the groundbreaking 通用贸易征收(UTC) system. This new platform for trade capture and reporting supports more effective post-trade risk management processes by providing tools for near-real time processing for the entire equity marketplace.

  Leveraging UTC’s vast universe of equity data, 存限位监测 provides its users with a continuously updated snapshot of their equity trading activities. It is designed to help clearing firms easily monitor and set equity trading credit limits in order to mitigate risk. These credit limits will be based on industry agreed metrics and will be set by the clearing brokers.

  存限位监测 is the only instrument in the U.S. marketplace that offers a single, centralized aggregated view of all U.S. equity trades submitted for clearance. The risk management tool provides the industry with an early warning system that alerts clearing firms to trading activity that is nearing the credit limits they have set for their own and their correspondents’ accounts, enabling them to step in and effectively manage potential risk. 清算 firms can utilize the information generated by this risk mitigation tool to help determine what action is appropriate for their executing firm.

  Given NSCC’s position in the marketplace, 存限位监测 combines virtually all broker-to-broker equity, listed corporate and municipal bond and unit investment trust trading in the U.S. to provide aggregated exposure data that can be used to monitor the behavior of market participants.

• 好处

  Enhanced transparency and risk mitigation

  存限位监测 leverages the largest aggregate equity trading information in the industry to bring NSCC Members aggregated exposure data that can be used to monitor the behavior of their correspondents or clients. It helps firms mitigate risks by enabling clearing firms to monitor and set equity trading credit limits for their own and their correspondents’ or clients’ accounts.

  The ability to see and respond to trading limit breaks

  输入和更新风险限制, breach alerts and start-of-day exposure while monitoring individual daily trading limits in near-real time.

  A scalable, effective solution at a low cost

  所有的所有, low-cost business model allows 存 to deliver a large scale solution for a wide range of users at a low cost to our clients. 存限制监控是单一的, centralized risk management tool that can potentially reduce a firm’s technology costs.

• 工具如何工作

  近乎实时地, the UTC platform will feed 存限位监测 all broker-to-broker equity, listed corporate and municipal bond and unit investment trust trading cleared from all exchanges, 电子贸易系统, and a range of additional dark pools and liquidity destinations in the U.S. Users will have the ability to set limits on specific trading activities for individual clients at the executing broker level, including the ability to modify such limits intraday. Users also have the ability to enter start of day exposure information in an automated fashion. When the pre-selected “early warning” limit is reached or a breach on the established limit has occurred, a standard protocol message will be disseminated alerting the affected clearing broker.

• 谁使用存限额监控

  All NSCC Member clearing firms who need to monitor correspondent firms and NSCC Member proprietary trading firms needing to meet today’s more stringent regulatory requirements.

• 了解更多信息

  To request additional information, please click 在这里.